DIFC

Thematic review on Whistleblowing

The DFSA finds a few gaps that need to be addressed

DFSA fines OCS US$ 720,000

DFSA releases CP-160 - updates to the Client Assets Regime

A more detailed analysis to follow

SEO Letter - DFSA Collective Investment Rules Reporting Requirements

A reminder for Fund Managers

New Legislation - Crowdfunding and Credit Funds

The DFSA has made amendments to legislation, effective from August 1, 2024

The new DIFC Prescribed Company - It changes everything!

Exciting new possibilities, at a friendly price point

New Dear SEO Letter – on the Fixed Penalty Notice Regime (FPN)

Quick penalties, stay compliant!

Watch out, you rogues!

DFSA forms a dedicated team to flush out unauthorized businesses

Crowdfunding changes ahead!

First steps, but taken!

Deal a pack…but get regulated

DFSA issues clarifications on issuing cards

It's all about family!

DIFC amends it's Family Office Regs

Hang on, there's more!

A bite here, a bite there...chew away